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研究生: 黃心怡
Huang, Shin-yi
論文名稱: 中文第二語言習得中空號原則及承接條件之實證研究
An Experimental Study of Subjacency and the ECP in L2 Acquisition of Chinese
指導教授: 陳純音
Chen, Chun-Yin
學位類別: 碩士
Master
系所名稱: 英語學系
Department of English
論文出版年: 1999
畢業學年度: 87
語文別: 英文
論文頁數: 117
中文關鍵詞: 第二語言習得空號原則承接條件
英文關鍵詞: L2 Acquisition, Subjacency, the ECP
論文種類: 學術論文
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  • 本文主旨在應用「第二語言習得」 (second language acquisition) 理論,探討外籍學生中文疑問詞問句中兩項參數:承接條件(Subjacency)及空號原則(the Empty Category Principle)的習得情形。針對以上兩參數之特性(如:優先作用(superiority effects),「補語連詞+痕跡」作用(that-trace effects),主謂語不對稱作用(subject/object asymmetries),疑問詞島嶼限制(wh-island constraints),複合名詞組限制(complex NP constraints),子句主語限制(sentential subject constraints))本實驗共設計兩組題型(理解題和製造題)測驗就讀於國立台灣師大國語中心的20名以英語為母語和20名以日語為母語的外籍學生,以及20名以中文為母語的中國人。
    實驗結果顯示,除英語組在優先作用上仍然有些許母語轉換 (L1 transfer)的現象外,英語組與日語組都正確地將母語設定值轉換為所學習語言的設定值,證實了普遍語法在第二外語習得中的確扮演了重要的角色。此外,本實驗發現不同的測驗題型對這三組人士理解「空號原則」和「承接條件」兩個參數並沒有不同的影響,兩組測驗題型的結果大致吻合。而且,三組實驗對象都在「無優先作用」的題目上表現較弱,日語組的表現並沒有明顯地比英語組來得好。最後,本實驗亦發現「空號原則」並沒有比「承接條件」難習得。

    This thesis aims to examine English- and Japanese-speaking adult learners' acquisition of Subjacency and the Empty Category Principle (ECP) (Chomsky 1981, 1986) in Chinese. The subjects were forty intermediate foreign students of the Mandarin Training Center of National Taiwan Normal University: half were English and half Japanese. In addition, there were twenty native speakers of Chinese in the present study. Two tasks (i.e. a preference task and an ordering task) were designed on the basis of the following phenomena concerning Subjacency and the ECP: wh-island constraints, complex NP constraints, sentential subject constraints, superiority effects, that-trace effects, and subject/object asymmetries.
    The results show that, except for the superiority effect, both groups of L2 learners were not significantly influenced by their L1, suggesting that L1 does not play an important role in L2 acquisition. Furthermore, it was found that most of our subjects have reset their L1 to proper L2 values, indicating that Universal Grammar is still available. The results also show that Japanese speakers did not perform significantly better than the English subjects, though Japanese is more similar to Chinese with respect to Subjacency and the ECP. Moreover, it was found that results of the two tasks match quite well; there was no methodology effect. In addition, among those features, our subjects did more poorly on non-superiority, and the native controls rejected island violations more strongly than both groups of the L2 subjects. Finally, it was found that Subjacency is not acquired earlier or latter than the ECP, suggesting that the ECP is equally easy or difficult as Subjacency.

    1. INTRODUCTION…………………………………………………………...1 1.1 Motivation………………………………………………………………..1 1.2 Theoretical Background………………………………………………….3 1.2.1 The SLA Framework………………………………………………3 1.2.2 Language Typology………………………………………………..5 1.2.3 The Linguistic Framework……………………………………...6 1.3 Research Questions………………………………………………………8 1.4 Organization of the Thesis……………………………………………….8 2. LINGUISTIC PROPERTIES AND PREVIOUS EMPIRICAL STUDIES OF WH-QUESTIONS…………………………10 2.1 A Comparison of Syntactic Properties of English, Japanese and Chinese Wh-questions……………………………………10 2.1.1 English…………………………………………………………….11 2.1.1.1 What Blocks Wh-movement……………………………….11 2.1.1.2 How Moved and Non-moved Elements Interact in Clauses.....13 2.1.2 Chinese……………………………………………………………16 2.1.2.1 What Blocks Wh-movement……………………………….16 2.1.2.2 How Moved and Non-moved Elements Interact in Clauses.....20 2.1.3 Japanese…………………………………………………………...24 2.1.3.1 What Blocks Wh-movement……………………………….24 2.1.3.2 How Moved and Non-moved Elements Interact in Clauses......27 2.2 Previous Empirical Studies…………………………..…………………31 2.2.1 White (1988)………….…………………………………………...32 2.2.2 Bley-Vroman et al. (1988)………………………………………36 2.2.3 Uziel (1993)……………………………………………………….39 2.2.4 Yoshinaga (1996)………………………………………………….43 2.3 Summary of Chapter Two……………………………………………..47 3. EXPERIMENTAL METHODS AND RESULTS………………………….48 3.1 Subjects………………………………………………………………...48 3.2 Methodology and Materials…………………………………………….50 3.3 Procedures………………………………………………………………57 3.4 Results…………………………………………………………………..60 3.4.1 The Preference Task……………………………………………..60 3.4.1.1 Subjacency………………………………………………..60 3.4.1.2 The ECP………..…….…………………………………..63 3.4.2 The Ordering Task…………….………………………………….67 3.4.2.1 Major Patterns………….………………………………….67 3.4.2.2 Other Patterns…………….……………………………….70 3.5 Summary of Chapter Three…………………………………………….76 4. DISCUSSION…………………..…………………………………………..77 4.1 SLA Issues…………………..……………………………………….…77 4.1.1 L1 Transfer…………………………………………………….….77 4.1.2 Accessibility of UG…….…………………..………………….….85 4.1.3 Methodology Effects……………………………………………...91 4.2 Linguistic Implication…………………………………………………....93 4.2.1 Specific Features of Subjacency and the ECP……………………93 4.2.2 Subjacency vs. the ECP…………………………………………..99 4.3 Suggestions for Further Study……………………………………….….101 4.4 Summary of Chapter Four…..…………………………………………102 BIBLIOGRAPHY……………………………………………………………104 APPENDIX A: Questionnaire for the Subjects' Background Information….111 APPENDIX B: Test Sentences Used in the Preference Task…...…………...112 APPENDIX C: Test Sentences Used in the Ordering Task…..……………..114 APPENDIX D: The Consent Form for the L2 Subjects……………………..117

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