研究生: |
張文龍 |
---|---|
論文名稱: |
創投業投資經理人訓練需求評估之關鍵內涵研究 |
指導教授: | 侯世光 |
學位類別: |
博士 Doctor |
系所名稱: |
科技應用與人力資源發展學系 Department of Technology Application and Human Resource Development |
論文出版年: | 2004 |
畢業學年度: | 92 |
語文別: | 中文 |
論文頁數: | 211 |
中文關鍵詞: | 創投業 、投資經理人 、訓練需求 、訓練需求評估 、關鍵內涵 |
論文種類: | 學術論文 |
相關次數: | 點閱:162 下載:36 |
分享至: |
查詢本校圖書館目錄 查詢臺灣博碩士論文知識加值系統 勘誤回報 |
中文摘要
訓練需求評估是確保組織訓練資源得以有效運用,以及訓練績效得以充分發揮之重要機制。本研究目的在於探討當創投業進行投資經理人訓練需求評估時,必須考量哪些關鍵內涵?以及這些內涵的重要優先順序為何?以使創投業之訓練決策人員可以輕易的判讀出投資經理人之訓練需求。
研究以國內的86家創投基金管理公司作為研究樣本。至於研究資料分析的方法包括:次數分配、百分比、平均數、t檢定、單因子變異數、scheff's事後比較、階層集群分析、主成份分析與分析層級程序法等方法。
最後,研究之重要發現可歸納為以下六項重點:
1. 國內創投公司的經營策略類型可歸納為「投資案件來源」、「投資地區」、「投資階段」,以及「股東參與決策及管理」等四種類型。
2. 投資經理人對「管理能力」的需求最高。其次,在三項主要能力的需求方面。「財務知識」、「案源開發」、「創新事務接受能力」分別是投資經理人在「專業知識」、「專業技能」,以及「管理能力」當中最需具備的能力。
3. 不同策略類型創投業對投資經理人之「專業知識」、「專業技能」,以及「管理能力」的需求認知在「專業知識」項目產生有認知差異;同時其對上述三項能力之個別細項在某些項目亦產生有認知差異。
4. 創投業投資經理人訓練需求評估關鍵內涵包含組織經營策略、員工生涯發展能力、組織內部訓練需求、績效與能力問題原因分析、外部環境訓練需求、工作能力要件、績效與能力缺口發掘、組織訓練氣候、工作績效評量標準、組織訓練資源、職務描述與分析,以及訓練成本等十二個項目。
5. 不同策略類型創投業對投資經理人訓練需求評估關鍵內涵的整體性認知並無差異。
6. 創投業投資經理人訓練需求評估關鍵內涵之權重關係依序為組織分析、工作者分析,以及工作分析。在「組織分析」內涵的重要優先順序依序為組織經營策略、組織內部訓練需求、組織外部訓練需求、組織訓練氣候、組織訓練資源、訓練成本;在「工作者」分析內涵的重要優先順序依序為員工生涯發展能力、能力與績效問題分析、能力與績效缺口評估;在「工作」分析內涵的重要優先順序依序為工作能力要件、工作績效衡量標準,以及職務描述與分析。
最後,研究者將對創投業與後續研究者提出具體之建議。
A Study on the Critical Contents of Training Needs Assessment for the Fund Managers of Venture Capitals
Abstract
Training needs assessment was the key mechanism to make sure the organizational training resources could be effectively performed and the training performance could be fully presented. Study was to try to find out the critical contents that venture capitals must consider when they implemented training needs assessment of fund managers.
Research samples were focused on 86 fund management companies. The statistic methods for this study included descriptive analysis, analysis of variance, t test, scheff's test, hierarchical cluster analysis, principal component analysis and analytic hierarchy process.
The important conclusions were listed as followings:
First, Taiwan’s venture capitals could be divided into four strategy types: the source of investment case, investment area, investment stage, and stockholder participation in decision and management.
Second, fund mangers had highly demand on managerial capabilities, financial knowledge, capabilities on striving for investment cases and accepting innovative affairs were the most important capabilities for fund mangers in professional knowledge, skills and managerial capabilities.
Third, different strategies types of venture capitals had different cognitions in professional knowledge. Meanwhile, they had different cognitions in the detail items of professional knowledge, skill, and managerial capabilities.
Fourth, there were 12 critical factors that venture capitals must take into serious consideration when they implemented training needs assessment for fund managers. The 12 factors were business strategies, employees’ career development abilities, internal training needs, problem analysis for working performance and capabilities, external training needs, the conditions for working capabilities, gap analysis for working performance and capabilities, organizational training climate, standard for working performance evaluation, organizational training resources, task description and analysis, and training costs.
Fifth, the different strategies of venture capitals had no differences in training needs assessment for fund managers.
Sixth, The priority of critical contents of training needs assessment for fund managers were organizational analysis, workers analysis, and task analysis. The priority of organizational analysis contents were business strategies, organizational internal training needs, external training needs, organizational training climate, organizational training resources, and training costs. The priority of workers analysis contents were employees’ career development abilities, problem analysis for working performance and capabilities, and gap analysis for working performance and capabilities. The priority of task analysis contents were the conditions for working capabilities, analysis for working performance and capabilities, and task description and analysis,
Finally, research provided suggestions to venture capitals and those people who were interested in this issue.
Key words:Venture capitals, Fund managers, Training needs, Training needs assessment, Critical contents
參考文獻
一、中文
中華民國創業商業投資公會(2001),2000年創業投資產業調查專刊。台北:中華民國創業商業投資公會。
中華民國創業商業投資公會(2003),2003年台灣創業投資年鑑。台北:中華民國創業商業投資公會。
王伯元(2003,七月2日),投資台灣,佈局全球高峰論壇:創投業。經濟日報,第9版。
王宗騰(1993),不同年齡兒童滾球出手型態與目標設定對滾球擲準成績表現的影響。國立臺灣師範大學體育研究所碩士論文,未出版,台北。
王家洽(2001),創業投資事業對高科技產業之評估方法。國立成功大學工業管理研究所碩士論文,未出版,台南。
行政院勞工委員會職業訓練局(1991),就業安全辭典。台北:行政院勞委會職業訓練局。
行政院勞工委員會職業訓練局(1998),企業訓練專業人員工作手冊。台北:行政院勞委會職業訓練局。
行政院經濟建設委員會(2003),中華民國91年國家建設計畫執行檢討。台北:行政院經濟建設委員會,28。
吳定(1999),公務人員訓練需求調查之研究。台北:國立政治大學(公務人員保障暨培訓委員會委託研究)。
周添城、陳珮瑜(2002),臺灣創業投資產業發展概況。建華金融季刊,20,59-81。
周談輝(1993),訓練需求調查評估。人事月刊,17(6),17-23。
林水仙(2003,七月2日),投資台灣,佈局全球高峰論壇:創投業。經濟日報,第9版。
林清山(1988),多變項分析統計法。台北:東華。
施家州(2002),台灣地區創業投資公司特性與經營績效之關聯性。國立台北大學合作經濟系碩士論文,未出版,台北。
孫本初(2000),公務人員訓練需求評估之研究。台北:國立政治大學公共行政及企業管理教育中心(行政院人事行政局公務人力發展中心委託研究)。
張火燦(1998),策略性人力資源管理。台北:揚智文化。
張世和(2001),台灣創投事業前進大陸之進入策略研究。國立台灣大學財務金融研究所碩士論文,未出版,台北。
張秀蓮(2003,七月2日),投資台灣,佈局全球高峰論壇:創投業。經濟日報,第9版。
張清景(1992),訓練需求的確認。人力資源經理雜誌,11,7-19。
梁玲菁(1997),臺灣創業投資事業及其投資決策過程。產業金融季刊,12,15-35。
莊財安(1991),企業人力發展實務。台北:中華民國管理科學學會。
許士軍(1990),管理學。台北:東華。
許端芳、林惠雪(2002),探討臺灣創業投資事業的發展環境優勢。臺灣經濟金融月刊,38(8),1-9。
郭芳煜(1989),怎樣做好員工訓練。台北:管拓文化事業。
郭崑謨(1991),人事管理。台北:國立空中大學。
陳光超(1988),訓練為需求之母。人力培訓專刊,4-9。
陳明漢等(1992),企業人力資源管理實務手冊。台北:中華民國管理科學學會。
陳振祥(1985),我國創業投資機構投資決策之研究。國立台灣大學商學研究所碩士論文,未出版,台北。
曾怡禎(1996),我國創業投資事業發展的省思和綢繆。經濟情勢暨評論季刊,3(3),60-73。
曾啟光(1993),創業投資事業統治結構之研究。私立輔仁大學管理科學研究所碩士論文,未出版,台北。
黃俊英(1995),多變量分析。台北:中國經濟企業所。
黃英忠(1989),現代人力資源管理。台北:華泰書局。
黃英忠、吳融枚(2000),從企業與員工雙贏的角度談教育訓練的重要性。就業與訓練,18(3),6-9。
黃聯聰(2001),我國創業投資公司經營策略之研究。國立台灣大學國際企業學研究所碩士論文,未出版,台北。
楊子江(2003),從VC到Private Equity-談創投的未來發展。台北:建華金融控股公司。
葛樹人(1996),心理測驗學。台北:桂冠圖書公司。
精準創業投資顧問(股)公司(2003),創投業投資評估程序。2003年12月18日。取自http://www.catalystvc.com.tw/FAQ-1.htm
趙育培(2001),我國創業投資事業的發展方向,國家政策論壇,1(5),153-154。
劉承愚、顏雅倫(2003),創業投資事業組織類型之分析。台北:益思科技法律事務所。2003年12月18日。取自http://www.is-law.com/pro/Professio
nCO&VC.htm
劉常勇(1997),科技產業投資經營與競爭策略。台北:華泰,268-307。
劉慧琴(2001),台灣地區創投公司特性與經營績效之研究。國立東華大學國際企業管理研究所碩士論文,未出版,花蓮。
鄭錫鍇、陳定銘(2002),政策性公務人員訓練需求分析及訓練規劃之研究。台北:私立新埔工商專科學校(行政院人事行政局委託研究)。
黎守明(2000),訓練經理MANUAL及訓練管理流程。台北:蓋登視。
駱錦明(2003,七月2日),投資台灣,佈局全球高峰論壇:創投業。經濟日報,第9版。
謝安田(1982),人事管理。台北:謝安田。
簡建忠(1994),績效需求評估。勞工研究,114,1-12。
蘇顯揚(1998),研發型中小企業育成政策之研究。台北:中華經濟研究院(經濟部中小企業處委託研究)。
二、英文
Adams, J. Stacey (1963). Toward an understanding of inequity, Journal of Abnormal and Social Psychology, 67, 422-436.
Adams, J. Stacey (1965). Inequity in social exchange, Advances in Experimental Social Psychology, 2, Academic Press, New York, 267-299.
Admati, Anat R Pfleiderer, Paul and Zechner, Josef (1994). Large Shareholder Activism, Risk Sharing, and Financial Market Equilibrium. Journal of Political Economy, 102 (6),1097-1130.
Amit Raphael, Glosten Lawrence and Muller Eitan, (1990). Entrepreneurial Ability, Venture Investments, and Risk Sharing, Management Science, 36, 1232-1245.
Amit, R., Brander, J. and Zott, C. (1988). Why do Venture Capital Firms Exist? Theory and Canadian Evidence. Journal of Business Venturing, 13, 441-466.
Atkinson, J. W. and Feather, N. T. (1966). A Theory of Achievement Motivation. NY: John Wiley & Sons.
Barney, J. B.(1991). Firm Resources and Sustained Competitive Advantage. Journal of Management, 17(1), 99-120.
Baygan, G. (2000). The Internationalization of Venture Capital Activity in OECD Countries: Implications for Measurement and Policy, STI Working Paper.
Beger, L. A., (1976). A DEW Line for Training and Development: The Needs Analysis Survey. Personnel Administrator, Nov, 51-55.
Blanchard, P. Nick and Thacker, James W. (1999). Effective Training: Systems, Strategies, and Practices. Englewood cliffs. NJ: Prentice Hall.
British Venture Capital Association (2004). Investment Activity and Performance Measurement 2003 Summary Results. BVCA: London.
Carnevale, A. P., Gainer, L. J., and Villet, J. (1986). Training in America: The Organizationand Strategic Role of Training. San Francisco: Jossey-Bass, and Villet.
Cofer, Charles and Appley, Mortimer (1967). Motivation: Theory and Research. NY: John Wiley & Sons.
Cresswell, J. W, and Miller, D. L. (1997). Validity(verification) in qualitative research:Perspectives, terms, procedures, and methodologies. Unpublished manuscript, Department of Educational Psychology, University of Nebraska-Lincoln.
Delery, J. E. and Doty, D. H. (1996). Modes of Theorizing in Strategic Human Resource Management: Tests of Universalistic, Contingency, and Configurational Performance Predictions. Academy of Management Journal, 39, 802-835.
DeSimone, R. L. and Harris, David M. (1998). Human Resource Development (2nd ed.). Fortworth: The Dryden.
Dukes, S. (1984). Phenomenological methodology in the human sciences. Journal of Religion and Health, 23(3), 197-203.
Eisenhardt, Kathleen M. (1989). Agency Theory: An Assessment and Review, Academy of Management Review, 14(1), 57-74.
European Venture Capital Association (2003). EVCA White Paper:Policy Priorities for Private Equity Fostering Long-Term Economic Growth. EVCA: Belgium.
Fama, E. F. and Jesen, M. C. (1983). Separation of Ownership and Control. Journal of Law and Economics, 26, 301-325.
Gartner, R. B. and Auken, van, H. E. (1994). Venture Capital Firms’ Preferences for Projects in Particular Stages of Development. Journal of Small Business Management, January, 60-72.
Goldstein, Irwin L, Macey, W. H. and Prien E. P. (1981). Needs Assessment Approaching for Training Development. NY: Weiley-Interscience.
Goldstein, Irwin L. (1980). Training in Work Organization. Annual Review in Psychology, 31.
Goldstein, Irwin L. (1993). Training in Organizations: Needs Assessment, Development, and Evaluation (3 ed.). Wadsworth Publishing.
Gomez-Mejia, Luis R., Balkin, David B., and Cardy, Robert (1995). Managing Human Resources. Prentice Hall International, Inc.
Herzberg, F., Mausner, B. and Snyderman, B. (1959). The Motivation to Work. N. Y. :John Wiley & Sons.
Hotelling, H (1936). Relations between two sets of variates. Biometrika, 28, 321-377.
Huse, M. (2000). Boards of Directors in SMEs: A Review and Research Agenda, Entrepreneurship & Regional Development, 12, 271-290.
Jensen, Michael C., and William H. Meckling (1994)The Nature of Man, Journal of Applied Corporate Finance. (Reprinted in Michael C. Jensen, Foundations of Organizational Strategy, (Harvard University Press, 1998).
Katz, Robert L. (1955). Skills of an Effective Administration, Harvard Business Review, 23, 33-42.
Landstrom, H. (1993). Agency Theory and its Application to Small Firms:Evidence form the Swedish Venture Capital Market. Journal of Small Business Finance, 2, 203-218.
Letwin, George and Stringer Robert (1968). Motivation and Organizational Climate. Cambridge, MA: Harvard University Press.
Locke, E. and Latham, G. (1990). Motivation: Theory and Research. NY: John Wiley & Sons.
Maslow, Abraham (1943). Motivation and Personality, 2ed., Harper & Row, 1970.
McClelland, D. C., Atknson, J. W., Clark, R. A. and Lowell, E. L. (1953). The Achievement Motive, Englewood Cliffs, J. J. : Prentice-Hall.
McClelland, D. C. (1961). The Achieving Society. Princeton NY: D.Van, Nostrand.
McCracken, G. (1988). The long interview. Newbury Park, CA: Sage.
McGehee, W. and Thayer, P. W. (1961). Training in Business and Industry. NY: Wiley.
Mckillip, J. (1987). Need Analysis: Tools for the Human Services and Education, SAGE.
Mehoff, M. S. and Romans, M. J., (1982). Needs Assessment as Step One toward Enhancing Productivity. Personnel Administrator, May, 35-39.
Milano, M. and Ullius, D. (1998). Designing powerful training: The squential-iterative model. San Francisco: Jossey-Bass.
Miles, R., and Snow, C. C.(1984). Designing Strategic Human Resource Systems, Organizational Dynamics, 13, 36-52.
Monette, M. L. (1979). Need Assessment: A Critique of Philosophical Assumptions. Adult Education, 14(2), 83-95.
Moore, M. L. and Dutton, P. (1978). Training Needs Analysis: Review and Critique. Academy of Management Review, 3, 532-545.
Murray, H. A. (1938). Explorations in Personality. NY: Oxford University Press.
Nalder, L. (1970). Developing Human Resource. Huston TX: Gulf Publishing Co.
Nadler, L. and Nadler, A. (1994). Designing Training Programs: The Critical Events Model. Houston: Gulf,
National Venture Capital Association(2004). NVCA 2003 Venture Capital Year Book, Arlington, Virginia.
Nelson, R. Ryan, Whitener Ellen M., Philcox, Henry H. (1995). The Assessment of End-User Training Needs. Communications of the ACM, 38(7), 27-39.
O’Connor, B. N, Bronner, M. and Delaney, C. (1996). Training for Organizations. Cincinnati, Ohio:South-eastern Educational Publishing, 57.
OECD(2001). OECD Science, Technology and Industry Scoreboard: Toward A Knowledge-Based Economy, Paris.
Ostroff, C., & Ford, J. K. (1989).Assessing training needs: Critical Levels of analysis. In C. Ostroff & J. K. Ford (Eds.), Training and development in organizations (pp. 25- 62).New York: Josey-Bass.
Pearson, K. (1901). On line and planes of closest fit of system of points in space. Philosophy Magazine, 6, 559-572.
Polkinghorne, D. E. (1989). Phenomenological research methods. In R. S. Valle and S. Halling (Eds), Existential-phenomenological perspectives in psychology. NY: Plenum.
Porter, L. W. and Lawler, E. E. (1968), Management attitude & performance. Homewood: Dorsey Press.
Porter, L. W. and Lawler, E. E., (1965).Managerial Attitude and Performance Sturctures to the Satisfaction of Foreign Mangers, Personnel Psychology, 18, 379-392.
Porter, L. W., Lawer III, Edward E. and Hackman, J. Richard (1975). Behavior in Organizations. NY.: McGraw-Hill.
Richter, L. (1986). Training Needs Assessment and Monitoring. International Labor Office.
Robinson, Dana Gaines and Robinson, James C, (1989). Training for Impact. San Francisco: Jossey-Bass,.
Rossett, Allision (1987). Training Needs Assessment (Techniques in Training and Performance Development Series). Educational Technology Publications.
Rothwell, William J., and Cookson Peter S. (1997). Beyond Instruction: Comprehensive Program Planning for Business and Education. NY: Jossey-Bass/Pfeiffer.
Rouda H. Robert and Kusy, Jr., Mitchell E. (1995). Needs Assessment: The First Step. http://www.alumni,caltech.edu/~rouda/Tw-NA.html
Saaty, L. T. and Vargas, L. G. (1982). The Logic of Priorities, Application in Business, Energy, Health and Transporation, Kluwer Nijhoff Publishing.
Saaty, L. T.(1980).The Analytic Hierarchy Process, NY: McGraw Hill Inc.
Sahlman, W. A. (1990). The Structure and Governance of Venture-Capital Organizations, Journal of Financial Economics, 27, 453-521.
Sapienza, H. J., Manigart, S and Vermeir, W. (1996). Venture Capitalist Governance and Value Added in Four Countires. Journal of Business Venturing, 11, 439-469.
Schuler, Randall S. (1981). Human Resource Management(3rd ed). West Publishing Co.
Schultz, Randall L., Zaltman, Gerald, Burger, Philip (1975). Case in Marketing Research. Intrnational Thomson Publishing.
Sleezer, Catherine M. (1993). Training Needs Assessment at Work: A Dynamic Process. Human Resource Development Quarterly, 4(3), 147-264.
Stake, R. E. (1967). The countenance of educational evaluation. Teachers College Record, 68, 523-540.
Steers, R. M., and Porter, L. W. (1983). Motivation and work behavior. NY: McGraw-Hill
Swist, Jeannette (2003). Conducting a Training Needs Assessment. http://www.amxi.com/amx_mi30.htm.
Tannenbaum S. I and Yukl G. (1992). Training and development in work organizations. Annual Review of Psychology, 43, 399-441.
Thackray, John (1978). General Electric’s Planned Prognosis. Management Today, 54-62.
Timmons, J.A., L.E. Smollen and A.L.M. Dingee. (1990) New Venture Creation; Entrepreneurship in the 1990s, Third edition. Homewood, Illinois: Irwin.
Truskie, S. D., (1982). Getting the Most from Management Development Programs. Personnel Journal, July, 94-98.
Van Wart, M., Cayer, J. J., and Cook, S. (1993). Handbook of Training and Development for the Public Sector: A Comprehensive Resource. San Francisco: Josey-Bass.
Vroom, Victor (1965). Motivation in Management. NY: American Foundation for Management Research.
Walton, John (1999). Strategic Human Resource Development. London: Person Education Limited.
Wijbenga, Frits H., Postma, Theo J. B. M., and Zwart, Peter S. (2003). Strategy and Performance of Venture Capital Backed-SMEs: A Contingency Mode. http://www.tukkk.fi/pki/rentpapers/wijbenga.pdf.
Wilcox, John (1994). ASTD Assess: Software for Training Needs Assessment Surveys. American Society for Training & Development.
Witkin, R. B. (1984). Assessing Needs in Educational and Social Programs. San Francisco: Jossey-Bass.
Witkin, R. B. and Altschuld, J. (1995). Human Service Planning:Concepts, Tools, and Methods, Chapel Hill, NC:Univ. of North Carolina Press.
Yin, Robert K.(1993). Applications of Case Study Research. London: SAGE Publications.